Specific Yukon superintendent of securities orders and registrar of corporations approvals

Current superintendent recognition, approval, and designation orders

  • SO2024-01 KOR Reporting, Inc.
  • SO2023-03 Canadian Investment Regulatory Organization [Recognition Order], effective June 1, 2023.
  • SO2022-03 Canadian Investor Protection Fund [Approval Order], effective January 1, 2023.
  • SO2021-02 Mutual fund Dealer Association of Canada (MFDA) [Authorization Order]
  • SO2020-13 Canadian Public Accountability Board.
  • SO2018-04 Investment Industry Regulatory Organization of Canada (IIROC) [Authorization Order]
  • SO2016-06 ICE Trade Vault, LLC.
  • SO2016-05 Chicago Mercantile Exchange Inc.
  • SO2016-04 DTCC Data Repository (U.S.) LLC.
  • SO2015-11 Aequitas NEO Exchange Inc.

Current superintendent exemption orders

Expired registrar of corporations trustee approvals

  • RA2019-01 Ultra Petroleum Corp.: expired October 15, 2020.
  • RA2018-01 Ultra Petroleum Corp.: expired October 15, 2020.
  • RA2017-01 Ultra Petroleum Corp.: expired October 15, 2020.

Expired or revoked superintendent orders

2022

  • SO2022-02 New Self-Regulatory Organization of Canda [Recognition Order], effective January 1, 2023, varied and restated by SO2023-03 June 1, 2023.

2021

  • SO2021-01 Mutual fund Dealer Association of Canada (MFDA) [Recognition Order]: voluntary surrender June 1, 2023.
  • SO2021-03 Mutual Fund Dealer Association of Canada Investor Protection Corporation (MFDA IPC) [Approval Order]: ceased January 1, 2023.
  • SO2021-04 Investment Industry Regulatory Organization of Canada (IIROC) [Amended Recognition Order]: voluntary surrender June 1, 2023.

2020

  • SO2020-14 Canadian Investor Protection Fund [Approval Order]: ceased January 1, 2023.

2018

  • SO2018-03 Investment Industry Regulatory Organization of Canada (IIROC) [Recognition Order]: voluntary surrender June 1, 2023.

2017

  • SO2017- 04 Canadian Public Accountability Board [Recognition order] expired July 31, 2020.

2015

  • SO2015-02 Ultra Petroleum Corp.: expired December 31, 2015.
  • SO2015-03 Catamaran Corporation: expired December 31, 2015.

2014

  • SO2014-02 Catamaran Corporation: expired September 17, 2015.
  • SO2014-03 TD Waterhouse Private Investment Counsel Inc.: revoked January 18, 2016 by SO2016/01.
  • SO2014-04 Catamaran Corporation: expired December 31, 2014.
  • SO2014-06 Ultra Petroleum Corp.: expired December 31, 2014.
  • SO2014-07 Kodiak Oil & Gas Corp.: expired December 31, 2014.
  • SO2014-08 Alacer Gold Corp.: expired December 31, 2014.
  • SO2014-09 Gabriel Resources Ltd.: expired December 31, 2014.
  • SO2014-10 Gold Reserve Inc.: expired December 31, 2014.
  • SO2014-13 PLC Systems Inc.: expired December 31, 2014.
  • SO2014-14 Burcon Nutrascience Corporation: expired December 31, 2014.
  • SO2014-15 Canadian Public Accountability Board [Recognition order] expired July 31, 2017.
  • SO2014-16 Gold Reserve Inc.: expired December 31, 2014.
  • SO2014-17 Ultra Petroleum Corp.: revoked September 8, 2014 by SO2014-18.
  • SO2014-18 Ultra Petroleum Corp.: expired October 15, 2020
  • SO2014-20 Kodiak Oil & Gas Corp.: revoked October 30, 2014 by SO2014-21.
  • SO2014-21 Kodiak Oil & Gas Corp.: expired December 31, 2014.

2013

  • SO2013-01 Catamaran Corporation (formerly SXC Health Solutions Corp.): expired December 31, 2013.
  • SO2013-02 Interoil Corporation: expired April 30, 2015.
  • SO2013-03 Gold Reserve Inc.: expired December 31, 2013.
  • SO2013-04 PLC Systems Inc.: expired December 31, 2013.
  • SO2013-05 Gabriel Resources Ltd.: expired December 31, 2013.
  • SO2013-06 Burcon Nutrascience Corporation: expired December 31, 2013.
  • SO2013-07 Canadian Public Accountability Board: expired July 31, 2014.
  • SO2013-08 Air North Charter & Training Ltd.: expired December 31, 2013.
  • SO2013-11 Ultra Petroleum Corp.: expired October 15, 2020.
  • SO2013-12 Ivanhoe Energy Inc.: expired December 31, 2013.

2012

  • SO2012-01 European Goldfields Limited: expired December 31, 2012.
  • SO2012-02 SXC Health Solutions Corp.: expired December 31, 2012.
  • SO2012-03 PLC Systems Inc.: expired December 31, 2012.
  • SO2012-04 Gabriel Resources Ltd.: expired December 31, 2012.
  • SO2012-05 Gold Reserve Inc.: expired December 31, 2012.
  • SO2012-06 SXC Health Solutions Corp.: expired December 31, 2012.
  • SO2012-07 InterOil Corporation.: expired December 31, 2012.
  • SO2012-10 High River Gold Mines Ltd.: expired December 31, 2012.

2011

  • SO2011-01 SXC Health Solutions Corp.: expired December 31, 2011.
  • SO2011-02 Gold Reserve Inc.: expired December 31, 2011.
  • SO2011-03 PLC Systems Inc.: expired December 31, 2011.
  • SO2011-04 Modero Resources Ltd: expired December 31, 2011.
  • SO2011-05 European Goldfields Ltd.: expired December 31, 2011.
  • SO2011-06 Gabriel Resources Ltd.: expired December 31, 2011.
  • SO2011-09 High River Gold Mines Ltd.: expired December 31, 2011.
  • SO2011-10 Arctic Investment Corporation Ltd.: expired December 31, 2016.

2010

  • SO2010-01 Archangel Diamond Corporation: expired December 31, 2010.
  • SO2010-10 Arctic Investment Corporation Ltd.: expired December 31, 2015.
  • SO2010-11 Antigua Enterprises Inc.: expired December 31, 2010.
  • SO2010-12 Gold Reserve Inc.: expired December 31, 2010.
  • SO2010-14 Gabriel Resources Inc.: expired December 31, 2010.
  • SO2010-15 Crew Gold Corporation: expired December 31, 2010.
  • SO2010-21 InterOil Corporation: expired December 31, 2015.
  • SO2010-22 PLC Systems Inc.: expired December 31, 2010.

2009

  • SO2009-01 TEAL Exploration & Mining Incorporated: expired December 31, 2009.
  • SO2009-02 Gabriel Resources Ltd.: expired December 31, 2009.
  • SO2009-03 Talon International Energy, Ltd.: expired December 31, 2009.
  • SO2009-04 Gold Reserve Inc.: expired December 31, 2009.
  • SO2009-05 Polaris Geothermal Inc.: expired December 31, 2009.
  • SO2009-06 SXC Health Solutions Corp.: expired December 31, 2009.
  • SO2009-07 Gabriel Resources Ltd.: expired December 31, 2009.
  • SO2009-08 Geoinformatics Exploration Inc.: repealed by SO 2009-11, July 17, 2009.
  • SO2009-09 Geoinformatics Exploration Inc.: expired May 1, 2015.
  • SO2009-10 Geoinformatics Exploration Inc.: expired December 31, 2009.
  • SO2009-11 Geoinformatics Exploration Inc.: expired December 31, 2009.
  • SO2009-12 Superior Plus: expired December 31, 2014.
  • SO2009-14 Superior Plus: expired December 31, 2014.
  • SO2009-15 Air North Charter & Training Ltd.: expired December 31, 2009.
  • SO2009-16 Arctic Investment Corporation Limited: expired December 31, 2014.
  • SO2009-17 InterOil Corporation: expired December 31, 2009.

2008

  • SO2008-02 Air North Charter & Training Ltd.: repealed and replaced with SO2008-03, May 12, 2008.
  • SO2008-03 Air North Charter & Training Ltd.: expired December 31, 2013.
  • SO2008-04 Gold Reserve Inc.: expired December 31, 2008.
  • SO2008-05 Gabriel Resources Ltd.: expired December 31, 2008.
  • SO2008-06 InterOil Corporation: expired November 10, 2008.
  • SO2008-10 Betapro Management Inc.: expired December 31, 2008.
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